As regulatory technology continues to anticipate and solve for compliance management, senior risk leaders now have the option to manage their compliance programs on a multi-channel level. Investing in and using a multi-channel compliance program provides you with the ability to ...

“Unfair, Deceptive or Abusive Acts or Practices” or “UDAAPs” can often be difficult for compliance leaders to identify, understand or interpret due to its broad definitions, short history of interpretive case law and overlap with several consumer protection laws and regulations.

The CFPB announced their symposia series to explore consumer protections in today's dynamic financial services marketplace. The first symposium of the series was focused around clarifying the meaning of abusive acts or practices under Section 1031 of the Dodd-Frank Act. The ...