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Hear From CCOs, State Regulators at COMPLY Summit

By PerformLine
January 14, 2021
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We're excited to announce the COMPLY Summit agenda which covers the most pressing topics facing our industry today in compliance, risk, and regulation! Join us on February 4th for these highly anticipated sessions.

COMPLY Summit Kickoff

Join Alex Baydin as he discusses the regulatory environment in 2021 and announces exciting developments for PerformLine's marketing compliance platform.

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Alex Baydin
Founder and CEO
PerformLine logo

An Outlook from Chief Compliance Officers

A new administration, global expansion, third party risk, advanced technologies like AI and pandemic related hurdles are just a few of the challenges faced by Chief Compliance Officers and General Counsels. So how are they overcoming those obstacles while managing the established risk appetite and remaining competitive? Learn their practical approaches to the challenges and changes that their compliance teams are faced with as they help their organization thrive.

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Celie Niehaus

Chief Compliance Officer
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C21-Annie-Delgado-Upstart-headshots-1
Annie Delgado
Chief Compliance Officer
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C21-Meredith-Fuchs-headshots-1Meredith Fuchs
General Counsel
Plaid
C21-Shelley-Metz-Galloway_Protiviti-headshots-1Shelley Metz-Galloway (Moderator)
Managing Director
Protiviti

 

Consumer Protection and State Regulators

Many states are creating powerful state consumer protection bureaus that go beyond federal safeguards. Hear what this head of consumer protection for New York has say about the bureau’s agenda, how they’ll enforce UDAAP and what impact they could have on banks, fintechs and other financial firms locally and nationally. Plus, get helpful tips on how best to work with a state regulator!

C21-Katherine-Lemire_NYDFSKatherine A. Lemire
Executive Deputy Superintendent, Consumer Protection and Financial Enforcement
NYDFS

C21-Milton-Marquis_Cozen-OConnorMilton Marquis
Member, State Attorneys General Practice
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Register now for your free all-access pass to all three events on February 4th, March 25th, and May 20th.

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GET THE 2020 CONSUMER COMPLAINTS REPORT

An analysis of consumer complaints submitted to the CFPB and the risk signals they present for financial institutions.

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