on Legal & RegulatoryThought LeadershipCOMPLY Conference

[COMPLY2018 Session Spotlight] Hear from the Regulators

Join current and former regulators from the CFPB, FTC and FINRA as they share what’s shaping their agendas and most pressing on their desks.

In this dizzying time of regulatory upheaval, innovation and change, hear from current and former regulators on what’s shaping their agendas and what they're focusing on going forward.

New to the panel is Tony Alexis, former Head of Enforcement at the CFPB. Tony directed enforcement strategy, investigations and litigations in areas like payday loans, mortgages, credit cards, credit reporting, debt collection, student and auto loans and payments systems.

Listen in at COMPLY as Tony, along with Duane Pozza from the FTC, Kavita Jain from FINRA, and moderator Jo Ann Barefoot, shed light on how financial institutions and consumers will be impacted by the most pressing regulatory topics.



Tony AlexisGoodwinHZ_high



Duane Pozza




Kavita Jain




Jo Ann Barefoot 

Barefoot Innovation Group

Don't miss your opportunity to hear from this fan-favorite panel and more. Standard Registration ends 5/1, register now for the lowest price available!

Dates Announced for COMPLY2019

Allison Butler

As a marketing coordinator at PerformLine, Allison contributes to event coordination, social media advertising, and presentation preparation. Outside of PerformLine, she enjoys sports, spending time outdoors, and being with family and friends.

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