Compliance & Risk Management is Key for Bank-Fintech Partnerships

Partnerships between community banks and fintechs have surged in recent years, growing over 5x in the past decade. This increased...


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Tags: Regulatory Compliance, FINRA, OCC, Banking, Fintech,

The Major Regulatory Agencies for Financial Institutions

A regulatory agency is an organization that creates, oversees and enforces standards for specific fields of activities. For those...


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Tags: Regulatory Compliance, CFPB, FTC, FINRA, SEC,

COMPLY2019 Recap: Hear From the Regulators

Always a COMPLY attendee-favorite, the "Hear from the Regulators" panel was back this year with Sandy Brown from the Federal...


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Tags: Regulatory Compliance, COMPLY Conference, CFPB, FTC, FINRA,