Subscribe to our blog

Compliance & Risk Management is Key for Bank-Fintech Partnerships

Partnerships between community banks and fintechs have surged in recent years, growing over 5x in the past decade. This...


( read more )

Tags: Regulatory Compliance, FINRA, OCC, Banking, Fintech,

The OCC's “True Lender” Final Rule

This week, the Office of the Comptroller of the Currency (OCC) finalized a rule that determines who is considered the “true...


( read more )

Tags: Regulatory Compliance, OCC, Banking, The Bottom Line

The Major Regulatory Agencies for Financial Institutions

A regulatory agency is an organization that creates, oversees and enforces standards for specific fields of activities. For...


( read more )

Tags: Regulatory Compliance, CFPB, FTC, FINRA, SEC,

Get the 2021 Complaint Risk Signal Report

An analysis of consumer complaints submitted to the CFPB and the risk signals they present for financial institutions.

2020-consumer-complaints-report