Compliance & Risk Management is Key for Bank-Fintech Partnerships

Partnerships between community banks and fintechs have surged in recent years, growing over 5x in the past decade. This increased...


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Tags: Regulatory Compliance, FINRA, OCC, Banking, Fintech,

The OCC's “True Lender” Final Rule

This week, the Office of the Comptroller of the Currency (OCC) finalized a rule that determines who is considered the “true...


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Tags: Regulatory Compliance, OCC, Banking, The Bottom Line

The Major Regulatory Agencies for Financial Institutions

A regulatory agency is an organization that creates, oversees and enforces standards for specific fields of activities. For those...


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Tags: Regulatory Compliance, CFPB, FTC, FINRA, SEC,