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As the 2020 election continues and we wait for a final call of who will be our president for the next four years, what lies...
With election results soon to come, compliance officers around the country are bracing for a potential shake-up should a...
Tags: Regulatory Compliance, CFPB
This week, the Office of the Comptroller of the Currency (OCC) finalized a rule that determines who is considered the “true...
Tags: Regulatory Compliance, OCC, Banking
On September 10th, the Commodity Futures Trading Commission (CFTC) issued new guidance for financial institutions on the...
Tags: Regulatory Compliance, Consumer Protection, Risk Management, Compliance Monitoring
In mid-2019, the New York Department of Financial Services (NYDFS) rearranged a few existing bureaus to form a new watchdog...
Tags: Regulatory Compliance, UDAAP, Consumer Protection, Regulators
The COVID19 pandemic has upended nearly every aspect of life, including how companies interact with their customers, and how...
Tags: Regulatory Compliance, Thought Leadership, Consumer Protection, Innovation, RegTech,
Since the deaths of George Floyd, Ahmaud Arbery and Breonna Taylor that echoes so many other killings of Black people in...
Tags: Regulatory Compliance, Thought Leadership, Anti-Discrimination, Company Culture, Black Lives Matter
The COVID-19 pandemic has drastically shifted the way that many businesses are operating, and the Consumer Financial...
Tags: Regulatory Compliance, Mortgage, CFPB, Consumer Protection, COVID-19
Many decisions made within companies come down to the question of risk vs. reward. While taking some risks may bring a company...
Tags: Regulatory Compliance, Performance Management, Risk Management, Call Center, Compliance Monitoring
An analysis of consumer complaints and the risk signals that they present for financial institutions