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Social Media Compliance Monitoring for Loan Officers

Now more than ever it’s critical for mortgage lenders to have a social media presence in order to connect with prospective...


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Tags: Regulatory Compliance, Social Media, Social Media Compliance Series, Risk Management, Compliance Monitoring,

The Reputational Risks of Social Media and How To Mitigate Them [PART 6]

Along with regulatory risks, the Federal Financial Institutions Examination Council (FFIEC) highlights several areas of...


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Tags: Regulatory Compliance, Social Media, Social Media Compliance Series, Risk Management, Endorsements

How to Properly Disclose Endorsements On Social Media [PART 5]

Since the Fyre Festival scandal back in 2017, influencers and the companies using them have been under increased scrutiny by...


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Tags: Regulatory Compliance, Social Media, Social Media Compliance Series, Risk Management, Endorsements

How to Ensure Employee Compliance on Social Media [PART 4]

Posts on social media made by an employee could be viewed by the public as reflecting the financial institution’s official...


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Tags: Regulatory Compliance, Social Media, Social Media Compliance Series, Risk Management, Brand Management

How to Manage Social Media Marketing and Compliance In Financial Institutions [PART 3]

According to Federal Financial Institutions Examination Council (FFIEC)’s supervisory guidance on social media, financial...


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Tags: Regulatory Compliance, Social Media, Social Media Compliance Series, Risk Management, Compliance Monitoring

Industry-Specific Regulatory Requirements for Financial Institutions Using Social Media [PART 2]

Social media compliance isn’t all focused on endorsements and reviews – financial institutions must ensure that their accounts...


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Tags: Regulatory Compliance, TCPA, TILA, FDCPA, Social Media,

Regulatory Requirements & Implications for Financial Institutions Using Social Media [PART 1]

Social media continues to be one of the most powerful marketing channels used by companies today and shows no signs of slowing...


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Tags: Regulatory Compliance, Thought Leadership, Social Media, FTC, Advertising,

Get the 2021 Complaint Risk Signal Report

An analysis of consumer complaints submitted to the CFPB and the risk signals they present for financial institutions.

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